Regulators

We carry out a wide range of services for regulators of securities, mutual funds, pensions and insurance.

We advise on structure, accountability, autonomy, conformity with international standards, organisation, governance and capacity building.

At the next level we:

  • Daft laws, regulations and procedures.
  • Set up surveillance systems.
  • Determine capital adequacy standards for intermediaries.
  • Draft public offer procedures.
  • Advise on the protection of shareholder rights.
  • Set corporate governance standards.
  • Develop the institutional monitoring, supervision, compliance and enforcement capacity.
We can advise on:

  • Division of responsibilities between regulator and the exchange or participants.
  • Setting up new regulators.
  • Merging existing regulators.